Absolute Transparency
Regulatory Filings & Compliance
MTech FinTech operates strictly within global financial regulatory frameworks. Below is our public directory of active charters, compliance certificates, and operational disclosures available for institutional review.
Public Registry
| Document / Charter | Registration ID | Effective Date | Status |
|---|---|---|---|
FinCEN MSB Registration | 310002098442 | 2026-01-15 | Active |
FDIC Sweep Network Addendum | FDIC-SW-2401 | 2026-02-10 | Active |
SOC 2 Type II Audit Report | EY-SOC2-2026 | 2026-03-01 | Certified |
USA PATRIOT Act Certificate | US-PAT-991A | 2026-01-10 | Verified |
ISO/IEC 27001:2022 | ISO-27001-44B | 2025-11-22 | Certified |
Certain documents, including detailed SOC 2 Type II audit results and internal penetration testing methodologies, require an executed Non-Disclosure Agreement (NDA). Please contact your dedicated relationship manager to initiate a secure data room transfer.
Require a custom compliance review?
Our Risk & Compliance team is available to assist enterprise clients with extensive regulatory onboarding requirements.